Online Firm Element Training



2008 Annual Compliance Meeting
Completion Deadline: August 31st, 2008

In order to receive full credit for your 2008 Annual Compliance Meeting the
following items must be completed by August 31st, 2008

Annual Compliance Meeting
Annual Compliance Questionnaire


Your 2008 ACM password is calton

Please Note: To receive full credit for attending your Calton ACM Requirement the online presentation must be viewed completely in its entirety by August 31st, 2008. The online webcast is a fully automated presentation and must be viewed from beginning to end and all assessment questions must be completed in the order presented and within the time allotted. *You do not need to pass the assessment questions to receive credit for your 2008 ACM however your compliance personnel will be able to view your completion results and it is important that you learn as much as you’re able from this presentation. The presentation will automatically continue and move to the next slide when the presenter has completed covering the required compliance information – DO NOT CLICK through this presentation as you will be required to re-view the presentation. Don’t forget to complete the Annual Compliance Questionnaire at the end of this meeting.

*It is important that you know you are able to ask your compliance personnel any compliance matters which relate to the types of business activities you conduct. You may email or call your compliance personnel with any questions regarding your specific business activities or regarding the compliance meeting and will receive a response from your compliance personnel within a 24-hour period.