Tracking and Reporting
FirmElement.com has developed an unparalleled reporting system resulting in immediate real time reports allowing for training management and record-keeping for compliance officers. Our unique tracking and reporting system allows compliance officers to select auto reports and email reminders. Compliance officers designate the frequency, alerting the representative of their status or requirement to be fulfilled and eliminating the need for follow-up.
FirmElement.com provides an extensive selection of standard and customized reports. Reports are available 24X7 allowing broker-dealers to meet internal and regulatory record-keeping requirements.
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